SDDco-BA can register your investment professionals and provide supervisory oversight of their securities activities. You can build your business and operate under your own brand while leveraging the supervisory and compliance expertise of SDDco-BA.
Assist you to conduct business while forming your own financial services firm
Provide a stable environment in which you can develop your business model
Enable your team to prosper in a compliant regulatory environment
Branch Office Supervision
SDDco-BA provides ongoing electronic monitoring and direct dialog with each branch office. SDDco-BA works with you and your team to create a culture of compliance.